-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUi52elpzMrfBzcEXS9TLrdGiTjEyaUDkJVKO0shTZrAEHRNgZkRxtvZHvooxu00 I09hD0GoYkWs7vVGEf312A== 0001169232-09-000821.txt : 20090213 0001169232-09-000821.hdr.sgml : 20090213 20090212204518 ACCESSION NUMBER: 0001169232-09-000821 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: WILMINGTON TRUST COMPANY GROUP MEMBERS: WILMINGTON TRUST FSB SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Trust CENTRAL INDEX KEY: 0001350487 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82093 FILM NUMBER: 09597302 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 866-909-9473 MAIL ADDRESS: STREET 1: 380 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILMINGTON TRUST CORP CENTRAL INDEX KEY: 0000872821 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 510328154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: RODNEY SQUARE NORTH STREET 2: 1100 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19890-0001 BUSINESS PHONE: 3026518378 MAIL ADDRESS: STREET 1: 1100 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19890-0001 SC 13G/A 1 d76095_sc13g-a.htm AMENDMENT NO. 2 TO SCHEDULE 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

Amendment No. 2

 

WisdomTree International Large Cap Dividend Fund

 

--------------------------------------------------------------------------------

(Name of Issuer)

 

Exchange Traded Fund

--------------------------------------------------------------------------------

(Title of Class of Securities)

 

97717W-794

--------------------------------------------------------------------------------

(CUSIP Number)

December 31, 2008

--------------------------------------------------------------------------------

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

x Rule 13d-1(b)

 

o Rule 13d-1(c)

 

o Rule 13d-1(d)

----------

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



CUSIP No. 97717W-794


1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Wilmington Trust Corporation                   


2. CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP *  (a) x
(b) o

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware corporation                   







NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
  5. SOLE VOTING POWER


265,088
          


 6.

SHARED VOTING POWER

500          


  7.

SOLE DISPOSITIVE POWER

236,608         


8.

SHARED DISPOSITIVE POWER

31,665


9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

271,398                   


10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

N/A
o 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

11.8%                  


12. TYPE OF REPORTING PERSON


HC
                   


*SEE INSTRUCTIONS BEFORE FILLING OUT!

 



CUSIP No.

97717W-794


1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Wilmington Trust Company, in various fiduciary capacities                   


2. CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP *  (a) x
(b) o

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware banking corporation                   







NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
  5. SOLE VOTING POWER


78,053        


 6.

SHARED VOTING POWER

0          


  7.

SOLE DISPOSITIVE POWER

66,798        


8.

SHARED DISPOSITIVE POWER

14,555


9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

81,353                   


10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

N/A
o 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

3.5%                  


12. TYPE OF REPORTING PERSON


BK                  


*SEE INSTRUCTIONS BEFORE FILLING OUT!


 


CUSIP No. 97717W-794


1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Wilmington Trust FSB, in various fiduciary capacities      


2. CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP *  (a) x
(b) o

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION

Federal Savings Bank, in it Fiduciary capacity







NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
  5. SOLE VOTING POWER


187,035      


 6.

SHARED VOTING POWER

500          


  7.

SOLE DISPOSITIVE POWER

169,810        


8.

SHARED DISPOSITIVE POWER

17,110


9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

190,045                   


10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

N/A
o 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

8.3%                  


12. TYPE OF REPORTING PERSON


BK                  


*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 



CUSIP No. 97717W-794

 

______________________________________________________________________________

Item 1(a). Name of Issuer:

 

WisdomTree Investments, Inc.

______________________________________________________________________________

Item 1(b). Address of Issuer's Principal Executive Offices:

 

380 Madison Avenue, 21st Floor

 

New York, NY 10017

_____________________________________________________________________________

Item 2(a). Name of Person Filing:

 

 

Wilmington Trust Corporation, Wilmington Trust Company and

 

Wilmington Trust FSB

______________________________________________________________________________

Item 2(b). Address of Principal Business Office, or if None, Residence:

 

 

1100 North Market Street

 

Wilmington, DE 19890

______________________________________________________________________________

Item 2(c). Citizenship:

 

Wilmington Trust Corporation is a Delaware corporation;

Wilmington Trust Company is a Delaware banking corporation; and

Wilmington Trust FSB is a Federal Savings Bank

.

______________________________________________________________________________

Item 2(d). Title of Class of Securities:

 

 

Exchange Traded Fund

______________________________________________________________________________

Item 2(e). CUSIP Number:

 

97717W-794

______________________________________________________________________________

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the
Person Filing is a:

 

(a)

o

Broker or dealer registered under Section 15 of the Exchange Act.

 

(b)

x

Bank as defined in Section 3(a)(6) of the Exchange Act.

 


 

Wilmington Trust Company and Wilmington Trust FSB are each Banks and are each direct, wholly-owned subsidiaries of Wilmington Trust Corporation.

 

(c)

o

Insurance company as defined in Section 3(a)(19) of the Exchange Act.

 

(d)

o

Investment company registered under Section 8 of the Investment Company Act.

 

(e)

o

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)

o            An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

(g)

x           A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

 

Wilmington Trust Corporation is a Parent Holding Company.

 

(h)

o          A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

(i)

o          A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

(j)

x  

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

 

Wilmington Trust Corporation, Wilmington Trust Company and

 

Wilmington Trust FSB.

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

(a) Amount beneficially owned:

 

Wilmington Trust Corporation: 271,398 shares

 

Wilmington Trust Company: 81,353 shares

 

Wilmington Trust FSB: 190,045 shares

 

 

 

(b) Percent of class:

 

Wilmington Trust Corporation:

11.8

 

Wilmington Trust Company:

3.5

 

Wilmington Trust FSB:

8.3

 



 

(c) Number of shares as to which Wilmington Trust Corporation has:

 

(i)

Sole power to vote or to direct the vote 265,088 shares

 

(ii) Shared power to vote or to direct the vote 500 shares

 

(iii) Sole power to dispose or to direct the disposition of 236,608 shares

 

(iv) Shared power to dispose or to direct the disposition of 31,665 shares

 

 

Number of shares as to which Wilmington Trust Company has:

 

(i)

Sole power to vote or to direct the vote 78,053 shares

 

(ii) Shared power to vote or to direct the vote 0 shares

 

(iii) Sole power to dispose or to direct the disposition of 66,798 shares

 

(iv) Shared power to dispose or to direct the disposition of 14,555 shares

 

 

Number of shares as to which Wilmington Trust FSB has:

 

(i)

Sole power to vote or to direct the vote 187,035 shares

 

(ii) Shared power to vote or to direct the vote 500 shares

 

(iii) Sole power to dispose or to direct the disposition of 169,810 shares

 

(iv) Shared power to dispose or to direct the disposition of 17,110 shares

 

____________________________________________________________________________________

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x

____________________________________________________________________________________

Item 6. Ownership of More Than Five Percent on Behalf of Another Person.

 

 

Not applicable.

____________________________________________________________________________________

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

 

Wilmington Trust Company:

BK

 

Wilmington Trust FSB:

BK

____________________________________________________________________________________

Item 8. Identification and Classification of Members of the Group.

 

 

Wilmington Trust Corporation:

HC

 

Wilmington Trust Company:

BK

Wilmington Trust FSB:   BK

____________________________________________________________________________________

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 



Item 10. Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2009

WILMINGTON TRUST CORPORATION

 

WILMINGTON TRUST COMPANY

 

WILMINGTON TRUST FSB

 

 

 

 

By:

 

Gerard A. Chamberlain

 

Assistant Secretary and Vice President

 

 

Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).

 

 

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